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Title 3 Part 11

Department of Financial Services

Source version current through Dec 31, 2025Checked for later changes through September 23, 2026 (Vol. XLVIII, Issue 38)

Sections of Title 3 Part 11

9 sections

  1. 3 NYCRR 11.1 - Definitions

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  2. 3 NYCRR 11.2 - Violations; unauthorized and unsafe banking practices

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  3. 3 NYCRR 11.3 - Approval and disclosure of insider transactions

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  4. 3 NYCRR 11.4 - Aggregation of insider transactions

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  5. 3 NYCRR 11.5 - Information pertaining to insider transactions; files

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  6. 3 NYCRR 11.6 - Discovery of insider relationship

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  7. 3 NYCRR 11.7 - Knowledge of proposed insider transaction

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  8. 3 NYCRR 11.8 - Action by executive or other committee of bank

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

  9. 3 NYCRR 11.9 - Compliance with other laws and regulations

    Later State Register activity may affect this section.

    NYCRR title agency:
    Department of Financial Services
    Section status:
    Section source receipt
    Source version current through:
    Dec 31, 2025
    State Register reviewed through:
    September 23, 2026 (Vol. XLVIII, Issue 38)

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